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Securities regulation in the United States
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681	#..SEC-12 System name: Hearings, Proceedings and Studies--SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Duplicate copies of these records may be maintained by SEC Regional and District Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:10:35 Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Securities and Exchange Commission Municipal Securities Rulemaking Board Financial economics Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal United States securities law Financial regulation Government
682	Press Release Igloo Holdings Corporation Announces Pricing of Senior PIK Toggle Notes Due 2017 Friday, December 14, 2012 Dateline: BEDFORD, Mass Add to Reading List Source URL: www.interactivedata-prd.com Language: English - Date: 2015-01-09 17:30:06 Finance Financial economics Business 73rd United States Congress Securities Securities Act Rule 144A U.S. Securities and Exchange Commission Securities regulation in the United States United States securities law SEC filings United States Securities and Exchange Commission
683	Microsoft Word - Harmonization Comment Letter 4 24 _21_.doc Add to Reading List Source URL: www.ici.org Language: English United States securities law United States Securities and Exchange Commission 76th United States Congress 73rd United States Congress U.S. Securities and Exchange Commission Securities regulation in the United States Prospectus Investment Advisers Act Securities Act Financial economics Investment Finance
684	SORN 28: Office of the Chief Accountant Working Files Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-08 09:01:56 Business 73rd United States Congress United States Securities and Exchange Commission Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities and Exchange Commission Municipal Securities Rulemaking Board Security United States securities law Financial regulation Government
685	Microsoft Word - Draft letter on 4 5 proposal[removed]_2_ Add to Reading List Source URL: www.ici.org Language: English Financial markets Financial system Commodity Futures Trading Commission National Futures Association Commodity Exchange Act Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity pool Futures contract Securities regulation in the United States Financial economics Commodities market Finance
686	SEC-42 SYSTEM NAME: Enforcement Files. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Files may also be maintained in the Commission’s Regional Offices that conducted an in Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-21 17:38:25 U.S. Securities and Exchange Commission Securities Exchange Act Law Securities regulation in the United States Municipal Securities Rulemaking Board Securities and Exchange Commission Securities Commission Freedom of Information Act Mutual fund scandal United States securities law Government Financial regulation
687	#.. SEC-30 System name: Office of General Counsel Work Files--SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Categories of individuals covered by the system: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:28:06 73rd United States Congress United States Securities and Exchange Commission Financial economics Self-regulatory organizations Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities and Exchange Commission Municipal Securities Rulemaking Board United States securities law Financial regulation Government
688	SEC-56 SYSTEM NAME: Mailing, Contact and Other Lists. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Records are also maintained in the SEC Regional Offices. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-02 15:20:07 United States securities law Public records Security Financial regulation Law Government Freedom of Information Act Investor Protection and Securities Reform Act Corporate crime U.S. Securities and Exchange Commission Privacy Act
689	Thursday, August 30, 2001 Part II Commodity Futures Add to Reading List Source URL: www.cftc.gov Language: English Financial markets United States securities law Futures contract Commodity Futures Trading Commission Commodity Futures Modernization Act Options Clearing Corporation Commodity Exchange Act Futures exchange Securities regulation in the United States Financial economics Financial system Finance
690	#..SEC-9 System name: Correspondence Files Pertaining to Registered Broker-Dealers--SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Records also are maintained in the SEC Regional and Dist Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:08:31 Financial system 73rd United States Congress United States Securities and Exchange Commission Self-regulatory organizations Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities and Exchange Commission Municipal Securities Rulemaking Board United States securities law Financial economics Finance

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